§ 249.1001. Form SIP, for application for registration as a securities information processor or to amend such an application or registration.

77 words·~1 min read·/us/cfr/t17/s§ 249.1001

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This form shall be used for application for registration as a securities information processor, pursuant to section 11A(b) of the Securities Exchange Act of 1934 (15 U.S.C. 78k-1(b)) and § 242.609 of this chapter, or to amend such an application or registration. \[70 FR 37632, June 29, 2005\] Editorial Note:For Federal Register citations affecting Form SIP, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.

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U.S. Code

National market system for securities; securities information processors
§ 78k–1

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§ 249.1001

Form SIP, for application for registration as a securities information processor or to amend such an application or registration.

U.S.C.§ 78k–1

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